| 13-00389 | 01/17/2014 | Claimant(s): Peter Brown
Claimant Lawyers(s): Peter Alexander Brown
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ira Rosenstein
Arbitrator(s): Jeffrey A. Sonshine, Howard D. Jacob, Robert G. O'Brien
Hearing Site: New York, NY
| | |
| 12-01186 | 05/08/2013 | Claimant(s): Lillian Sherdal, Victor Zackay
Claimant Lawyers(s): Douglas J. Varga
Respondent(s): Wells Fargo Advisors, Jason Kubica, John Kubica
Respondent Lawyers(s): Alan S. Raftman
Arbitrator(s): Marguerite B. Filson, Jill I. Gross, Robert G. O'Brien
Hearing Site: New York, NY
|  | Expungement |
| 11-03327 | 03/21/2013 | Claimant(s): Peter Hasho
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas P. Briody
Arbitrator(s): Kip C. Lubcke, Mitchell S. Friedman, Robert G. O'Brien
Hearing Site: New York, NY
| | Expungement |
| 11-00417 | 10/02/2012 | Claimant(s): David Berdeaux, William Grace
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Paul K. Barenholtz, Edward R. Niederriter, Robert G. O'Brien
Hearing Site: Birmingham, AL
| | $103,214 |
| 11-00489 | 07/19/2012 | Claimant(s): Shirley Baer
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Hemant Singh, Financial Network Investment C
Respondent Lawyers(s): Barry R. Temkin, Matthew Tracy
Arbitrator(s): David Finnegan, Robert G. O'Brien, Peter C. Salerno
Hearing Site: New York, NY
| | Expungement |
