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FINRA Awards for Peter Brown

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0038901/17/2014Claimant(s): Peter Brown
Claimant Lawyers(s): Peter Alexander Brown
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ira Rosenstein
Arbitrator(s): Jeffrey A. Sonshine, Howard D. Jacob, Robert G. O'Brien
Hearing Site: New York, NY
08-0108209/26/2008Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Peter Brown
Respondent Lawyers(s): Peter Brown
Arbitrator(s): James R. Dickson
Hearing Site: San Francisco, CA

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