FINRA Awards for Mitchell J. Albert

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Displaying 10 out of 30 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-02892	01/29/2019	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Alex Salcedo Respondent Lawyers(s): Leonard Steiner Arbitrator(s): Robert Rosen, Russell T. Doe, Marc David Wilde Hearing Site: Los Angeles, CA
16-00086	02/16/2018	Claimant(s): Rake Murray Claimant Lawyers(s): Eric Walraven Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): Mitchell J. Albert Arbitrator(s): Joseph C. Watson, Jill Switzer, Howard Clark Posner Hearing Site: Los Angeles, CA
15-02581	04/21/2017	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Esperanza Padilla Gomez, John Carroll Respondent Lawyers(s): Mitchell J. Albert, Sharron Ash Arbitrator(s): Andrew M. Mintzer, Elliott Zachary Seff, Martin J. Kotowski Hearing Site: Los Angeles, CA		Stipulated Award
16-00848	01/30/2017	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Marc Pearl Respondent Lawyers(s): Marc Harold Pearl Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA
14-00307	09/08/2016	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Michael Zent, Nicolas Tabellion Respondent Lawyers(s): Jeffrey K. Compton Arbitrator(s): Isidoro Berkman, Gary S. DeWeese, Mark Edward Hoaglin Hearing Site: San Francisco, CA
16-00854	08/01/2016	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Michael Becking Respondent Lawyers(s): Michael Allen Becking Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA
13-03716	06/16/2015	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Andrew Spivey Respondent Lawyers(s): Andrew G. Spivey Arbitrator(s): Herb Schwartz, Gary A. Hooker, Susan J. Alexander Hearing Site: San Francisco, CA
13-01438	10/21/2014	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Christopher Bleuher Respondent Lawyers(s): Catherine L. Rhodes Arbitrator(s): Edward J. Costello, William E. Winfield, Katharine Reed Coleman Hearing Site: Los Angeles, CA
11-04580	06/04/2014	Claimant(s): Rick Cooper Claimant Lawyers(s): Robert C. Rosen Respondent(s): Richard Lanni, Ronald Vogel, Vincent Moy Respondent Lawyers(s): Charles LaChaussee, John L. Erikson, Mitchell J. Albert Arbitrator(s): John B. La Rue, Rosa Linda Guadarrama, John R Sustersic Hearing Site: Los Angeles, CA		$0
11-02922	04/07/2014	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Respondent Lawyers(s): Arbitrator(s): Elliott David Finkel Hearing Site: Los Angeles, CA