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FINRA Awards for Ronald Vogel

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0458006/04/2014Claimant(s): Rick Cooper
Claimant Lawyers(s): Robert C. Rosen
Respondent(s): Richard Lanni, Ronald Vogel, Vincent Moy
Respondent Lawyers(s): Charles LaChaussee, John L. Erikson, Mitchell J. Albert
Arbitrator(s): John B. La Rue, Rosa Linda Guadarrama, John R Sustersic
Hearing Site: Los Angeles, CA
Checkmark Icon$0
09-0086601/14/2010Claimant(s): Lillian August
Claimant Lawyers(s): Gregory S. Mertz
Respondent(s): Wedbush Securities Inc., Debbie Saleh, Ronald Vogel
Respondent Lawyers(s): Debbie Michelle Saleh, John W. Stenson
Arbitrator(s): Fred S. Pieroni, Marleen H. Levi, Bernard Korman
Hearing Site: New York, NY
Checkmark IconExpungement

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