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FINRA Awards for Rick Cooper

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0458006/04/2014Claimant(s): Rick Cooper
Claimant Lawyers(s): Robert C. Rosen
Respondent(s): Richard Lanni, Ronald Vogel, Vincent Moy
Respondent Lawyers(s): Charles LaChaussee, John L. Erikson, Mitchell J. Albert
Arbitrator(s): John B. La Rue, Rosa Linda Guadarrama, John R Sustersic
Hearing Site: Los Angeles, CA
Checkmark Icon$0
09-0452208/26/2011Claimant(s): Rick Cooper, Estate of Lauretta Kupperman, Kupperman Family Limited Partnership
Claimant Lawyers(s): Robert C. Rosen
Respondent(s): Wedbush Securities Inc., Debbie Saleh, Edward Wedbush
Respondent Lawyers(s): Charles LaChaussee, Debbie Michelle Saleh
Arbitrator(s): Howard B. Brown, Linda L. Drummond, Robert C. Albini
Hearing Site: Los Angeles, CA
Checkmark Icon$2,865,880

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