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FINRA Awards for Robert C. Albini

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Displaying 10 out of 25 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0039205/15/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gabriel Lee-Sanchez
Respondent(s): Sevag Haddadian
Respondent Lawyers(s): Sevag Raffi Haddadian
Arbitrator(s): Robert C. Albini
Hearing Site: Los Angeles, CA
23-0206102/20/2024Claimant(s): Edward Yoon
Claimant Lawyers(s): Elizabeth Lowery
Respondent(s): Diana Offen, Mehdi Famili
Respondent Lawyers(s): Diana Offen, Mehdi Famili
Arbitrator(s): Mary M. O'Neil, Robert C. Albini, Daniel Farid Yasharel
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
23-0010412/15/2023Claimant(s): Cory Boggs
Claimant Lawyers(s): Michael Bessette
Respondent(s): City National Securities.
Respondent Lawyers(s): Jose A. Lopez
Arbitrator(s): Robert C. Albini
Hearing Site: Los Angeles, CA
21-0235101/27/2022Claimant(s): Michael Lovelady
Claimant Lawyers(s): Michael Lovelady
Respondent(s): Tradestation Securities.
Respondent Lawyers(s): Steven M. Greenbaum
Arbitrator(s): Robert C. Albini
Hearing Site: Los Angeles, CA
Checkmark Icon$0
18-0055411/15/2021Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Michael Kamras
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Michael G. Clark, Robert C. Albini, Adam Michael Porter
Hearing Site: Los Angeles, CA
19-0227410/05/2021Claimant(s): Hanala Sagal
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Nancy G. Harris, Thomas R. Watkins, Robert C. Albini
Hearing Site: Los Angeles, CA
Checkmark Icon$355,865
19-0192705/27/2020Claimant(s): David Moore, David L. Moore IRA
Claimant Lawyers(s): Gary Mark Brewer
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Ryan S. Lean
Arbitrator(s): Joyce L. Hurley, Alan M. Rosen, Robert C. Albini
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12206/12504
18-0366804/28/2020Claimant(s): Jeanna Carrick, Michael Carrick, Carrick Family Trust DTD 9/5/07
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Marsha Lee, First Allied Securities., Marsha Lee & Company.
Respondent Lawyers(s): Jeffrey Compton
Arbitrator(s): Ronald L. Cameron, Robert C. Albini, Terry Lynn Chambless
Hearing Site: Los Angeles, CA
Checkmark Icon$0
15-0062407/22/2016Claimant(s): Laura Bell
Claimant Lawyers(s): David Lefkowitz
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Esther E. Cho
Arbitrator(s): Arthur T. Berggren, Lawrence Yaeger, Robert C. Albini
Hearing Site: Los Angeles, CA
Checkmark Icon$625,000
12-0416706/19/2014Claimant(s): Bruce Wasserman, Bruce D. Wasserman OMD., Bruce D. Wasserman IRA
Claimant Lawyers(s): Laurie J. Butler
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Tom Barnett
Arbitrator(s): Robert C. Albini, Terry Lynn Chambless, Carole Helfert Aragon
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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