Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00104 | 12/15/2023 | Claimant(s): Cory Boggs Claimant Lawyers(s): Michael Bessette Respondent(s): City National Securities. Respondent Lawyers(s): Jose A. Lopez Arbitrator(s): Robert C. Albini Hearing Site: Los Angeles, CA | ||
| 12-02144 | 08/11/2023 | Claimant(s): John Dietz, Luis Pernia, Estate of William V. Johnson, Bocagrande Trust, Pienza Trust, dissolved Pernia Family Trust Claimant Lawyers(s): Victor J. Pioli Respondent(s): Loria Financial Group, MPS-Loria Financial Planners, RIM Securities LLC, Rochdale Investment Management, Rochdale Offshore Management Respondent Lawyers(s): Jose A. Lopez, Nicholas P. Iavarone, Ronald P. Kane Arbitrator(s): Michael S. Matek, Susan L. Walker, Yana Karnaukhov Hearing Site: Chicago, IL |  | $0 |