Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00104 | 12/15/2023 | Claimant(s): Cory Boggs Claimant Lawyers(s): Michael Bessette Respondent(s): City National Securities. Respondent Lawyers(s): Jose A. Lopez Arbitrator(s): Robert C. Albini Hearing Site: Los Angeles, CA | ||
| 18-02110 | 03/06/2019 | Claimant(s): Duncan Rolph Claimant Lawyers(s): Dochtor Kennedy Respondent(s): City National Securities. Respondent Lawyers(s): Stephen Young Arbitrator(s): Elliott D. Finkel Hearing Site: Los Angeles, CA | ||
| 09-05127 | 05/03/2010 | Claimant(s): Judith Polk-Sebring Claimant Lawyers(s): Randall C. Place Respondent(s): Steven Lockshin, City National Securities. Respondent Lawyers(s): Matthew A. Eisenstein Arbitrator(s): Steven R. Bralove, Douglas Earl McLaren, Joseph O'Donnell Hearing Site: Washington, DC |  | Expungement |