14-01424 | 05/17/2017 | Claimant(s): Roger Donenfeld, Roger F. Donenfeld IRA Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Daniel Terpak, National Securities Corporation, Melvin Stoutenburg, Mohammed Sheikh Respondent Lawyers(s): Michael P. Gilmore, Randall C. Place Arbitrator(s): Michael M. Hachigian, Robert E. Jenks, Madina C. Boland Hearing Site: Los Angeles, CA
| | Expungement |
13-03717 | 02/14/2017 | Claimant(s): The Fideicomiso Santa Barbara Trust Claimant Lawyers(s): Randall C. Place Respondent(s): UBS Financial Services Inc., UBS Financial Services of Puerto Rico Respondent Lawyers(s): Randi Perry Spallina, Ross Firsenbaum Arbitrator(s): Jerrold Levine, Richard S. Herman, Carl Henry Perdue Hearing Site: Miami, FL
| | $363,875 |
15-01842 | 08/02/2016 | Claimant(s): Andrew Wilkinson Claimant Lawyers(s): Randall C. Place Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Richard H. Potter, Kenneth Hoffner, Dana Tait Sandlin Hearing Site: Charlotte, NC
| | $98,750 |
14-03202 | 01/21/2016 | Claimant(s): Glenda McCarty, Harlan McCarty Claimant Lawyers(s): Randall C. Place Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Maurice M. Feller Hearing Site: Tampa, FL
| | Expungement |
12-03257 | 07/25/2014 | Claimant(s): Julie Castillo Claimant Lawyers(s): Randall C. Place Respondent(s): LPL Financial LLC, Jeffrey Callan Respondent Lawyers(s): Craig R. Glasser, Kip A. Nesmith Arbitrator(s): Monica I. Salis, Jay L. Valinsky, Edward R. Niederriter Hearing Site: Boca Raton, FL
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12-03658 | 05/15/2014 | Claimant(s): Roslyn Hazan Claimant Lawyers(s): Randall C. Place Respondent(s): Eli Hazan, Charles Schwab & Co.. Respondent Lawyers(s): Geoffrey S. Beckham, Randall C. Place Arbitrator(s): Steven N. Ainbinder, Michael Lau, Leon H. Tracy Hearing Site: Boca Raton, FL
| | Expungement |
13-02829 | 04/24/2014 | Claimant(s): Joel Levine Claimant Lawyers(s): Randall C. Place Respondent(s): Anthony Fisher Respondent Lawyers(s): Anthony John Fisher Arbitrator(s): Alyson R. Dachelet Hearing Site: Boca Raton, FL
| | $50,600 |
12-03934 | 04/10/2014 | Claimant(s): Herbert Richman Claimant Lawyers(s): Randall C. Place Respondent(s): Morgan Stanley Respondent Lawyers(s): Lisa B. Dodge Arbitrator(s): Michael A. Levin, Ellen J. Abrams, Paul J. Burkhart Hearing Site: Boca Raton, FL
| | $150,250 |
12-03524 | 02/03/2014 | Claimant(s): Ian James Claimant Lawyers(s): Randall C. Place Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Kelli Hartsook Arbitrator(s): Donald K. Eckhardt, James Francis Donovan, Richard Devlin Roussel Hearing Site: New Orleans, LA
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12-03564 | 10/17/2013 | Claimant(s): Apostle Solomon Claimant Lawyers(s): Randall C. Place Respondent(s): Adam Rosenfeld, Morgan Stanley Respondent Lawyers(s): Lisa B. Dodge, Richard L. Martens Arbitrator(s): Mark C. Perry, Edward R. Niederriter, Ken Ziesenheim Hearing Site: Miami, FL
| | Expungement |