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FINRA Awards for Julie Castillo

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0386407/31/2019Claimant(s): Julie Castillo
Claimant Lawyers(s): Julie Hermes Castillo
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Allen Kilik, Robert Lawrence Ostrov, Tiffany Jeanette Brown
Hearing Site: Boca Raton, FL
12-0325707/25/2014Claimant(s): Julie Castillo
Claimant Lawyers(s): Randall C. Place
Respondent(s): LPL Financial LLC, Jeffrey Callan
Respondent Lawyers(s): Craig R. Glasser, Kip A. Nesmith
Arbitrator(s): Monica I. Salis, Jay L. Valinsky, Edward R. Niederriter
Hearing Site: Boca Raton, FL

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