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FINRA Awards for Craig R. Glasser

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0154002/26/2021Claimant(s): Alison Hawk, Robert Hawk
Claimant Lawyers(s): Robert Frank Hawk
Respondent(s): David Miller, Eric Burnette, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Craig R. Glasser
Arbitrator(s): Richard Jonathan Nikonovich-Kahn
Hearing Site: Atlanta, GA
Checkmark Icon$300
12-0325707/25/2014Claimant(s): Julie Castillo
Claimant Lawyers(s): Randall C. Place
Respondent(s): LPL Financial LLC, Jeffrey Callan
Respondent Lawyers(s): Craig R. Glasser, Kip A. Nesmith
Arbitrator(s): Monica I. Salis, Jay L. Valinsky, Edward R. Niederriter
Hearing Site: Boca Raton, FL
12-0317010/31/2013Claimant(s): Itay Avi-Tal
Claimant Lawyers(s): David H. Charlip
Respondent(s): Harvey Stein, Capital Conclusions Corporation
Respondent Lawyers(s): Craig R. Glasser
Arbitrator(s): Will Murphy
Hearing Site: Miami, FL
Checkmark Icon$0
09-0087404/15/2010Claimant(s): Harriet Gale Trust, Harriet Gale Trustee, Irving Harris Trust, Irving Harris TTEE
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Dawson James Securities.
Respondent Lawyers(s): Craig R. Glasser
Arbitrator(s): Robert H. Hagan, David P. Slater, Jay E. Eckhaus
Hearing Site: Boca Raton, FL
Checkmark Icon$11,300

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