| 10-04204 | 06/20/2012 | Claimant(s): Bluegrass Corporation.
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Manuel Gonzalez, Santander Securities
Respondent Lawyers(s): Alfredo Fernandez Martinez
Arbitrator(s): Robert H. Hagan, Stuart K. Furman, Guillermo A. Gleizer
Hearing Site: San Juan, PR
|  | $74,500 |
| 10-01317 | 11/09/2011 | Claimant(s): Jose G. Flores & Gladys Aponte
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Carlos Pou, Jeffrey Lopez, UBS Financial Services Inc., BBVA Securities Of Puerto Rico., UBS Financial Services Inc of PR
Respondent Lawyers(s): Anibal Lugo-Miranda, Debra A. Jenks, Roberto C. Quinones-Rivera
Arbitrator(s): Robert H. Hagan, Nancy J. Cliff, Todd M. Saunders
Hearing Site: San Juan, PR
| | Expungement |
| 08-04763 | 06/16/2011 | Claimant(s): Steven L. West & Judith West Jt Rev Tr
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): James Shawver, William Isaacson, Newbridge Securities Corporation
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Robert H. Hagan, David P. Slater, Herbert Branitsky
Hearing Site: Boca Raton, FL
| | Expungement |
| 08-04312 | 06/10/2010 | Claimant(s): Esberaldo Martinez and Olga M. Martinez
Claimant Lawyers(s): Marie E. Lopez Adames
Respondent(s): Alberto Perez, Citigroup Global Markets.
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Stan West, Robert H. Hagan, Nancy J. Cliff
Hearing Site: San Juan, PR
| | $212,875 |
| 09-00874 | 04/15/2010 | Claimant(s): Harriet Gale Trust, Harriet Gale Trustee, Irving Harris Trust, Irving Harris TTEE
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Dawson James Securities.
Respondent Lawyers(s): Craig R. Glasser
Arbitrator(s): Robert H. Hagan, David P. Slater, Jay E. Eckhaus
Hearing Site: Boca Raton, FL
| | $11,300 |
| 03-03485 | 07/22/2009 | Claimant(s): Fahnestock & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Lisa Delphin Rep. to James Delfin Estate
Respondent Lawyers(s): Michael Halpern
Arbitrator(s): Robert H. Hagan, David W. Haynes, Karen Z. Fischer
Hearing Site: Boca Raton, FL
| | |
