Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02665 | 02/06/2019 | Claimant(s): James Shawver Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Independent Financial Group. Respondent Lawyers(s): Joel M. Everest, Sarah J. Kreisman Arbitrator(s): Monroe Mitchel Hearing Site: Boca Raton, FL | ||
| 08-04763 | 06/16/2011 | Claimant(s): Steven L. West & Judith West Jt Rev Tr Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): James Shawver, William Isaacson, Newbridge Securities Corporation Respondent Lawyers(s): Daniel S. Newman Arbitrator(s): Robert H. Hagan, David P. Slater, Herbert Branitsky Hearing Site: Boca Raton, FL |  | Expungement |