Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00494 | 06/13/2024 | Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR | ||
| 23-00965 | 05/22/2024 | Claimant(s): Enrique Torruella Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR | ||
| 23-01411 | 05/16/2024 | Claimant(s): John Thomas Claimant Lawyers(s): Harris Freedman Respondent(s): G.F. Investment Services Respondent Lawyers(s): Larry Yager Arbitrator(s): Nancy J. Cliff Hearing Site: Boca Raton, FL | ||
| 23-02189 | 04/29/2024 | Claimant(s): Yolanda Rosich Clemente Claimant Lawyers(s): Sara L. Velez Santiago Respondent(s): Popular Securities. Respondent Lawyers(s): Mariela M. Ramirez Morales Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR | ||
| 23-00952 | 02/01/2024 | Claimant(s): Francisco Landivar Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR | ||
| 22-01991 | 04/19/2023 | Claimant(s): Magda Broco Rodriguez Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR | ||
| 21-01584 | 04/06/2023 | Claimant(s): Peal Partners, Ltd., Stanley Peal Irrevocable Trust Claimant Lawyers(s): Russell L. Forkey Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anastasia B. Wohar Arbitrator(s): Nancy J. Cliff, Will Murphy, Alisa Matire Hearing Site: Boca Raton, FL |  | Expungement |
| 22-02226 | 03/31/2023 | Claimant(s): Angel Canabal Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR | ||
| 21-00591 | 08/26/2022 | Claimant(s): Robert Paulen IRA Claimant Lawyers(s): Michael Hill Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Nancy J. Cliff Hearing Site: Boca Raton, FL | | Expungement |
| 22-00005 | 08/04/2022 | Claimant(s): EBC Trading Claimant Lawyers(s): Roberto Dip Respondent(s): Interactive Brokers Respondent Lawyers(s): Jovalin Dedaj Arbitrator(s): Nancy J. Cliff Hearing Site: Boca Raton, FL | | $0 |