21-01965 | 11/08/2023 | Claimant(s): Julie O'Rourke Claimant Lawyers(s): Pierre Ciric Respondent(s): Morgan Stanley, Kathleen Entwistle, UBS Financial Services Inc. Respondent Lawyers(s): Amanda Parisi, Anastasia B. Wohar, David I. Hantman Arbitrator(s): Oliver W. Williams, Andrew M. Schmertz, Richard Gary Stelnik Hearing Site: New York, NY
| | Expungement |
22-01403 | 04/27/2023 | Claimant(s): Myung Won Claimant Lawyers(s): Myung Won Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anastasia B. Wohar Arbitrator(s): Anthony D. DeToro, Michael John Florio, Ellie Vilendrer Hearing Site: Los Angeles, CA
| | $0 |
21-01584 | 04/06/2023 | Claimant(s): Peal Partners, Ltd., Stanley Peal Irrevocable Trust Claimant Lawyers(s): Russell L. Forkey Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anastasia B. Wohar Arbitrator(s): Nancy J. Cliff, Will Murphy, Alisa Matire Hearing Site: Boca Raton, FL
| | Expungement |
21-01453 | 04/08/2022 | Claimant(s): Ronnie and Dawn Doster Revocable Trust Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Brett Whitten, UBS Financial Services Inc. Respondent Lawyers(s): Anastasia B. Wohar Arbitrator(s): David I. Levine Hearing Site: San Francisco, CA
| | $0 |