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FINRA Awards for Richard Gary Stelnik

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0257105/06/2024Claimant(s): Estate of Mark Sherman
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Sylvia Kaminsky, Sandra Holtzman, Richard Gary Stelnik
Hearing Site: Jersey City, NJ
Checkmark IconExpungement
21-0196511/08/2023Claimant(s): Julie O'Rourke
Claimant Lawyers(s): Pierre Ciric
Respondent(s): Morgan Stanley, Kathleen Entwistle, UBS Financial Services Inc.
Respondent Lawyers(s): Amanda Parisi, Anastasia B. Wohar, David I. Hantman
Arbitrator(s): Oliver W. Williams, Andrew M. Schmertz, Richard Gary Stelnik
Hearing Site: New York, NY
Checkmark IconExpungement

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