| 18-03808 | 07/05/2022 | Claimant(s): Francis Howard
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Danilo Fuentes, Jason Knapp, Dawson James Securities.
Respondent Lawyers(s): Gregg J. Breitbart, Jason T. Knapp
Arbitrator(s): Mary Jo Marchisello, Richard E. Castiglioni, Christine Meiers Schatz
Hearing Site: New York, NY
|  | $99,000 |
| 21-02031 | 04/05/2022 | Claimant(s): Paul DiPietro
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Dawson James Securities.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | |
| 20-02087 | 02/23/2022 | Claimant(s): David Kucharsky, Ellen Kucharsky
Claimant Lawyers(s): Sheldon P. Starke
Respondent(s): Dawson James Securities.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Steven R. Reininger, Will Murphy, Gary Frederick Birnberg
Hearing Site: Boca Raton, FL
| | Expungement |
| 20-02464 | 07/02/2021 | Claimant(s): David Weinstein
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Dawson James Securities.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
| | |
| 18-00450 | 10/18/2018 | Claimant(s): Sean Mollard
Claimant Lawyers(s): Joshua F. Bautz
Respondent(s): Dawson James Securities.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
| | |
| 17-01756 | 02/01/2018 | Claimant(s): Brian Wolf
Claimant Lawyers(s): Bradley D Schnur
Respondent(s): Danilo Fuentes, Dawson James Securities.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
| | $3,600 |
| 10-02176 | 12/20/2012 | Claimant(s): Robert Barash
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Willard Pugh, Dawson James Asset Management., Dawson James Securities.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Paul Joseph McIntyre, Peter A. Portley, Alvin Abraham Simon
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-05118 | 07/14/2011 | Claimant(s): Dawson James Securities.
Claimant Lawyers(s): Albert Poliak
Respondent(s): Steven Sadicario
Respondent Lawyers(s): Steven Lawrence Sadicario
Arbitrator(s): Lawrence Goldberg
Hearing Site: Boca Raton, FL
| | |
| 10-00923 | 08/19/2010 | Claimant(s): Dawson James Securities.
Claimant Lawyers(s): Albert J. Poliak
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Myron E. Levenson
Hearing Site: Boca Raton, FL
| | |
| 09-00874 | 04/15/2010 | Claimant(s): Harriet Gale Trust, Harriet Gale Trustee, Irving Harris Trust, Irving Harris TTEE
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Dawson James Securities.
Respondent Lawyers(s): Craig R. Glasser
Arbitrator(s): Robert H. Hagan, David P. Slater, Jay E. Eckhaus
Hearing Site: Boca Raton, FL
| | $11,300 |
