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FINRA Awards for Albert Poliak

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0511807/14/2011Claimant(s): Dawson James Securities.
Claimant Lawyers(s): Albert Poliak
Respondent(s): Steven Sadicario
Respondent Lawyers(s): Steven Lawrence Sadicario
Arbitrator(s): Lawrence Goldberg
Hearing Site: Boca Raton, FL
09-0038302/04/2010Claimant(s): JNG Consulting LLC
Claimant Lawyers(s): Seth Huberman
Respondent(s): Albert Poliak, Douglas Kaiser, Frank Salvatore, Robert Keyser, Thomas Field, Thomas Hands, William Fox, Dawson James Securities.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Steven Gerard Goerke, Kathy N. Novick, Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
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