20-04057 | 01/10/2022 | Claimant(s): Intellivest Securities. Claimant Lawyers(s): Daniel H. Kolber Respondent(s): Growth Capital Services. Respondent Lawyers(s): Alvin L. Fishman Arbitrator(s): Paul Joseph McIntyre, Brian Walsh Devlin, Richard Moore Hearing Site: Atlanta, GA
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11-04660 | 07/03/2013 | Claimant(s): Anise Schneiderman, Lenore Tepper, Montana Queler Claimant Lawyers(s): Carl F. Schoeppl Respondent(s): David Simon, UBS Financial Services Inc. Respondent Lawyers(s): Daniel S. Newman, Rebecca E. Swenson Arbitrator(s): Linda M. Granata, Marie G. Peterson, Paul Joseph McIntyre Hearing Site: Boca Raton, FL
| | $0 |
10-02176 | 12/20/2012 | Claimant(s): Robert Barash Claimant Lawyers(s): Steven D. Toskes Respondent(s): Willard Pugh, Dawson James Asset Management., Dawson James Securities. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Paul Joseph McIntyre, Peter A. Portley, Alvin Abraham Simon Hearing Site: Boca Raton, FL
| | Expungement |
10-01556 | 11/05/2012 | Claimant(s): Cortell Family Limited Partnership, Denise C. Slomak Trust, Karen Robbins Trust Claimant Lawyers(s): Matthew W. Woodruff Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): S. Lawerence Polk Arbitrator(s): Joseph L. Bernstein, Paul Joseph McIntyre, Peter A. Portley Hearing Site: Boca Raton, FL
| | $0 |
10-01895 | 04/08/2011 | Claimant(s): Arthur Warburton Revocable Living Trust Claimant Lawyers(s): Andre R. Perron Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Gloria O. North, Patricia Morin, Paul Joseph McIntyre Hearing Site: Boca Raton, FL
| | Expungement |
09-00855 | 11/18/2009 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Amy E. Sparrow Respondent(s): Respondent Lawyers(s): Arbitrator(s): Joel Margolies, Mark I. Scheinbaum, Paul Joseph McIntyre Hearing Site: Boca Raton, FL
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07-03131 | 09/08/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Andre R. Perron Respondent(s): Louis Gaudio Respondent Lawyers(s): Louis M. Gaudio Arbitrator(s): Lawrence M. Pitler, Mark Sidell, Paul Joseph McIntyre Hearing Site: Boca Raton, FL
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