FINRA Awards for Daniel H. Kolber

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-04131	11/22/2022	Claimant(s): Intellivest Securities. Claimant Lawyers(s): Daniel H. Kolber Respondent(s): Rethink Community, Rethink Management Respondent Lawyers(s): Eric Jon Taylor Arbitrator(s): Perry Lee Taylor, Barbara Black, John D Sours Hearing Site: Atlanta, GA
20-03652	11/09/2022	Claimant(s): Intellivest Securities. Claimant Lawyers(s): Daniel H. Kolber Respondent(s): Gratitude Management LLC, The Builders Fund Respondent Lawyers(s): John J. Siciliano Arbitrator(s): David Paul Clark, Julie K. Chapin, Richard Pearce Moultrie Hearing Site: Wilmington, DE
21-01360	02/18/2022	Claimant(s): Intellivest Securities. Claimant Lawyers(s): Daniel H. Kolber Respondent(s): Keen Growth Capital Fund II LP Respondent Lawyers(s): Howard N. Kahn Arbitrator(s): David M. Snyder Hearing Site: Tampa, FL
20-04057	01/10/2022	Claimant(s): Intellivest Securities. Claimant Lawyers(s): Daniel H. Kolber Respondent(s): Growth Capital Services. Respondent Lawyers(s): Alvin L. Fishman Arbitrator(s): Paul Joseph McIntyre, Brian Walsh Devlin, Richard Moore Hearing Site: Atlanta, GA