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FINRA Awards for Intellivest Securities.

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0166212/13/2023Claimant(s): Intellivest Securities.
Claimant Lawyers(s): Bernard J. Kornberg
Respondent(s): Brian Dunn
Respondent Lawyers(s): Joshua Norton
Arbitrator(s): Edward Turner Borer, Louis H Miron, Peter H. Goldberg
Hearing Site: Wilmington, DE
20-0413111/22/2022Claimant(s): Intellivest Securities.
Claimant Lawyers(s): Daniel H. Kolber
Respondent(s): Rethink Community, Rethink Management
Respondent Lawyers(s): Eric Jon Taylor
Arbitrator(s): Perry Lee Taylor, Barbara Black, John D Sours
Hearing Site: Atlanta, GA
20-0365211/09/2022Claimant(s): Intellivest Securities.
Claimant Lawyers(s): Daniel H. Kolber
Respondent(s): Gratitude Management LLC, The Builders Fund
Respondent Lawyers(s): John J. Siciliano
Arbitrator(s): David Paul Clark, Julie K. Chapin, Richard Pearce Moultrie
Hearing Site: Wilmington, DE
21-0136002/18/2022Claimant(s): Intellivest Securities.
Claimant Lawyers(s): Daniel H. Kolber
Respondent(s): Keen Growth Capital Fund II LP
Respondent Lawyers(s): Howard N. Kahn
Arbitrator(s): David M. Snyder
Hearing Site: Tampa, FL
20-0405701/10/2022Claimant(s): Intellivest Securities.
Claimant Lawyers(s): Daniel H. Kolber
Respondent(s): Growth Capital Services.
Respondent Lawyers(s): Alvin L. Fishman
Arbitrator(s): Paul Joseph McIntyre, Brian Walsh Devlin, Richard Moore
Hearing Site: Atlanta, GA
18-0269502/18/2020Claimant(s): David Whelchel, Shawn Lesser
Claimant Lawyers(s): Eric J. Taylor
Respondent(s): Intellivest Securities.
Respondent Lawyers(s): James A. Nofi
Arbitrator(s): Daniel E Gulden, Robert Payne Koven, Jeffrey Alperin
Hearing Site: Atlanta, GA

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