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FINRA Awards for Barbara Black

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Displaying 10 out of 20 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0029406/17/2024Claimant(s): Lisa McAllister
Claimant Lawyers(s): Elisabeth S. Gray
Respondent(s): Jay Lanstein, Robert Gleason, Cantella & Co..
Respondent Lawyers(s): James P. Catalano, Jonathan W. Lanstein
Arbitrator(s): Barbara Black, Robert William Copeland, Dustin Faeder
Hearing Site: Nashville, TN
Checkmark Icon$0
22-0149105/24/2024Claimant(s): Gregory Martini
Claimant Lawyers(s): Aaron A. Romney
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Christopher A. Stecher
Arbitrator(s): Barbara Black, Mitchel Weiss, Bradley Reynolds
Hearing Site: Atlanta, GA
Checkmark Icon$0
22-0208208/10/2023Claimant(s): David Prewette
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SA Stone Wealth Management Inc.
Respondent Lawyers(s): Andrew R. Chambless
Arbitrator(s): Barbara Black
Hearing Site: Atlanta, GA
22-0174712/15/2022Claimant(s): Paul Weiland
Claimant Lawyers(s): Paul J. Weiland
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Barbara Black
Hearing Site: Raleigh, NC
Checkmark Icon$88
20-0413111/22/2022Claimant(s): Intellivest Securities.
Claimant Lawyers(s): Daniel H. Kolber
Respondent(s): Rethink Community, Rethink Management
Respondent Lawyers(s): Eric Jon Taylor
Arbitrator(s): Perry Lee Taylor, Barbara Black, John D Sours
Hearing Site: Atlanta, GA
20-0374707/13/2022Claimant(s): George McCutchen
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): F. John Herrmann, Barbara Black, Theodore Haynes
Hearing Site: Columbia, SC
20-0190011/04/2021Claimant(s): Joseph Serensits
Claimant Lawyers(s): Eric D. Edwards
Respondent(s): Firhan Choudhary, Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Barbara Black, Michael E. Weddington, John Russell Barlow
Hearing Site: Raleigh, NC
Checkmark IconExpungement
19-0268908/30/2021Claimant(s): Ronnie Rozier
Claimant Lawyers(s): Ronnie L Rozier
Respondent(s): Aubrey Parker, Wells Fargo Advisors
Respondent Lawyers(s): Keith Barnett
Arbitrator(s): Barbara Black, Judith Stilz Ogden, Henry Bruce Haynes
Hearing Site: Atlanta, GA
Checkmark IconExpungement
20-0140107/13/2021Claimant(s): Raymond James Financial Services., Raymond James Financial Services Advisor
Claimant Lawyers(s): Robert Jamieson
Respondent(s): William Hocutt
Respondent Lawyers(s): Anne T. Freeland
Arbitrator(s): Barbara Black, Clarence H. Hampton, Howard Moss Miles
Hearing Site: Birmingham, AL
19-0028003/04/2021Claimant(s): Derek D'Alonzo
Claimant Lawyers(s): Ian E. Smith
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Keith Barnett
Arbitrator(s): Robert H. Putnam, Joel Lee Glasco, Barbara Black
Hearing Site: Atlanta, GA

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