| 20-03747 | 07/13/2022 | Claimant(s): George McCutchen
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): F. John Herrmann, Barbara Black, Theodore Haynes
Hearing Site: Columbia, SC
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| 20-01571 | 02/23/2022 | Claimant(s): Craig Breitsprecher, Breitsprecher and Associates LLC
Claimant Lawyers(s): Jonathan M. Shapiro
Respondent(s): Andrew Komarow, Komarow Financial Planning
Respondent Lawyers(s): Louis D. Tambaro
Arbitrator(s): Samuel H. Chorches, Cynthia Catherine Anger, Akwasi Agyeman
Hearing Site: Hartford, CT
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| 20-02416 | 04/19/2021 | Claimant(s): Paul Largo
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Jay Alan Kranis
Hearing Site: Jersey City, NJ
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| 18-03094 | 08/09/2019 | Claimant(s): Alan Green, David Robert, Jonathan Staiman, Vincent Miller, William Miller
Claimant Lawyers(s): Michael A. Balascio
Respondent(s): Bertram Riley, Petersen Investments.
Respondent Lawyers(s): Louis D. Tambaro
Arbitrator(s): Susan C. Lushing, Cheryl H. Agris, Stephen J. Patti
Hearing Site: New York, NY
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| 18-03545 | 06/05/2019 | Claimant(s): Heath Abernathy
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): James W. Kerr
Hearing Site: Dallas, TX
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| 18-01354 | 05/08/2019 | Claimant(s): David Reuben
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Lauren Beekman
Arbitrator(s): Kent L. Benziger
Hearing Site: New York, NY
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| 18-00916 | 11/07/2018 | Claimant(s): Brian Clark
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): Morgan Stanley, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jeremy S. Winer, Sarah K. Yates
Arbitrator(s): Paul Allan Massaro
Hearing Site: Newark, NJ
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| 10-04312 | 05/02/2011 | Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): Keith Golden
Respondent Lawyers(s): Keith Alan Golden
Arbitrator(s): Richard Charles Hotvedt
Hearing Site: Boca Raton, FL
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| 09-04432 | 02/04/2010 | Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): Jeffrey Winter
Respondent Lawyers(s): Jeffrey Martin Winter
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
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