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FINRA Awards for Lee Hornberger

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Displaying 10 out of 47 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0084412/20/2021Claimant(s): Donald Murray, Patricia Murray
Claimant Lawyers(s): Dietrich P. Epperson
Respondent(s): Kimberly Enders, Steven Enders, Cetera Advisor Networks LLC, Summit Brokerage Services.
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
Checkmark IconExpungement
20-0244909/03/2021Claimant(s): Gary Mattson
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Brookstreet Securities Corporation, Allstate Financial Services
Respondent Lawyers(s): Jennifer Novoselsky, Julie Mains
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
20-0289008/02/2021Claimant(s): John Thibault
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): J. Travis Mihelick
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
20-0300908/02/2021Claimant(s): Michael Wallace
Claimant Lawyers(s): Chelsea Masters
Respondent(s): IAC Securities.
Respondent Lawyers(s): Corporate Office
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
20-0258704/29/2021Claimant(s): William Kumm
Claimant Lawyers(s): Frances Menzer
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
20-0048910/22/2020Claimant(s): Gerard Taylor
Claimant Lawyers(s): Michael Bessette
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
18-0249403/19/2019Claimant(s): Michael Bellware
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Morgan Stanley, Morgan Stanley DW Inc.
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
18-0145301/18/2019Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Terry Bennett
Respondent Lawyers(s): David R. Heyboer
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
17-0224806/14/2018Claimant(s): Michael Pohlod
Claimant Lawyers(s): Owen Harnett
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
18-0031805/30/2018Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Bruce Townsend
Respondent Lawyers(s): Bruce Newell Townsend
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI

47 Results

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