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FINRA Awards for Dietrich P. Epperson

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0240509/15/2022Claimant(s): Russell D. Beaufait IRA
Claimant Lawyers(s): Dietrich P. Epperson
Respondent(s): David Elrod, Sigma Financial Corporation
Respondent Lawyers(s): Jonathan M. Sterling
Arbitrator(s): Michele Renee Zinn
Hearing Site: Detroit, MI
Checkmark IconExpungement
21-0084412/20/2021Claimant(s): Donald Murray, Patricia Murray
Claimant Lawyers(s): Dietrich P. Epperson
Respondent(s): Kimberly Enders, Steven Enders, Cetera Advisor Networks LLC, Summit Brokerage Services.
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
Checkmark IconExpungement

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