21-00424 | 11/27/2024 | Claimant(s): Michael Wegener Claimant Lawyers(s): Brian J. Masternak Respondent(s): Roger Cooley Respondent Lawyers(s): Samuel P. Mauch Arbitrator(s): Patrick R. Sughroue, Anthony Allen Mogle, Michele Renee Zinn Hearing Site: Detroit, MI
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24-00252 | 04/24/2024 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL Claimant Lawyers(s): Samuel P. Mauch Respondent(s): James Czerniak Respondent Lawyers(s): James Allen Czerniak Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL
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23-01998 | 11/09/2023 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Marlon Scott Respondent Lawyers(s): Marlon Keith Scott Arbitrator(s): Heather Gaile Layton Hearing Site: Houston, TX
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23-01999 | 10/18/2023 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Joseph Hobbs Respondent Lawyers(s): Joseph Gregory Hobbs Arbitrator(s): Andrea U. Calve Hearing Site: Oklahoma City, OK
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23-01581 | 09/19/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Todd Barden Respondent Lawyers(s): Todd J Barden Arbitrator(s): Raymond P. Buschmann Hearing Site: Milwaukee, WI
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21-02610 | 05/30/2023 | Claimant(s): Luigj Perkaj Claimant Lawyers(s): Tom De Bow Respondent(s): First Allied Securities. Respondent Lawyers(s): Samuel P. Mauch Arbitrator(s): Martin Brosnan, Richard Edward Rassel, Mark Gregory Brackon Hearing Site: Detroit, MI
| | Dismissed with Rule 12206 |
20-02339 | 01/17/2023 | Claimant(s): Morgan Stanley, MSSB Financing LLC Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Damian Baird Respondent Lawyers(s): Damian Mark Baird Arbitrator(s): Alan Kenneth Scheff, Mark A. Sipper, Joseph Maron Hanna Hearing Site: Buffalo, NY
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22-01323 | 09/26/2022 | Claimant(s): Lincoln Financial Advisors Corporation Claimant Lawyers(s): Samuel P. Mauch Respondent(s): John Nelson Respondent Lawyers(s): John W. Nelson Arbitrator(s): Jeffry M. Bauer Hearing Site: Cleveland, OH
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21-00844 | 12/20/2021 | Claimant(s): Donald Murray, Patricia Murray Claimant Lawyers(s): Dietrich P. Epperson Respondent(s): Kimberly Enders, Steven Enders, Cetera Advisor Networks LLC, Summit Brokerage Services. Respondent Lawyers(s): Samuel P. Mauch Arbitrator(s): Lee Hornberger Hearing Site: Detroit, MI
| | Expungement |
18-04155 | 11/10/2021 | Claimant(s): Jason Klein Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Olga Hejl Respondent Lawyers(s): Salvatore W. Pirrotta Arbitrator(s): Edward M. Olson, Raymond J. Sterling, Ethan Ray Hearing Site: Detroit, MI
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