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FINRA Awards for Richard Edward Rassel

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0189401/16/2024Claimant(s): Western International Securities.
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): Amar Toma
Respondent Lawyers(s): Amar Toma
Arbitrator(s): Tracy L. Allen, Carl E. Ver Beek, Richard Edward Rassel
Hearing Site: Detroit, MI
Checkmark Icon$353,717
21-0261005/30/2023Claimant(s): Luigj Perkaj
Claimant Lawyers(s): Tom De Bow
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): Martin Brosnan, Richard Edward Rassel, Mark Gregory Brackon
Hearing Site: Detroit, MI
Checkmark IconDismissed with Rule 12206
18-0152301/24/2019Claimant(s): Jeffrey Fratarcangeli
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Janelle E. Fulton
Arbitrator(s): Stephen D Kursman, Patrick A. Guentner, Richard Edward Rassel
Hearing Site: Detroit, MI
15-0135711/11/2015Claimant(s): Dustin Leach
Claimant Lawyers(s): Nathaniel R. Wolf
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): D. Michael Kratchman, Patrick R. Sughroue, Richard Edward Rassel
Hearing Site: Detroit, MI
13-0006103/30/2015Claimant(s): Louis Helder
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Charles Anderson, Wells Fargo Advisors
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): John F. Burns, James L. Karpen, Richard Edward Rassel
Hearing Site: Detroit, MI
Checkmark IconExpungement

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