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FINRA Awards for Jeffrey Fratarcangeli

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0152301/24/2019Claimant(s): Jeffrey Fratarcangeli
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Janelle E. Fulton
Arbitrator(s): Stephen D Kursman, Patrick A. Guentner, Richard Edward Rassel
Hearing Site: Detroit, MI
18-0017510/23/2018Claimant(s): Jeffrey Fratarcangeli
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): William C. Kubicz, Robert J. Scafuri, Patrick R. Sughroue
Hearing Site: Detroit, MI
14-0121501/26/2017Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Karen P. Gaster
Respondent(s): Jeffrey Fratarcangeli
Respondent Lawyers(s): Michael Taaffe
Arbitrator(s): George E. White, Lee Hornberger, Michael John Falvo
Hearing Site: Detroit, MI
14-0321312/30/2015Claimant(s): Kenneth Hunt, Sharon Poulton, Kenneth Hunt Revocable Trust U/A dtd 11/, Sharon Poulton Revocable Trust
Claimant Lawyers(s): Jonathan Evans
Respondent(s): Jeffrey Fratarcangeli, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Brandon Reif, Eric A. Herzog
Arbitrator(s): Chester L. Firestein, Richard M. Norman, Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
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