| 14-01215 | 01/26/2017 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Karen P. Gaster
Respondent(s): Jeffrey Fratarcangeli
Respondent Lawyers(s): Michael Taaffe
Arbitrator(s): George E. White, Lee Hornberger, Michael John Falvo
Hearing Site: Detroit, MI
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| 14-00106 | 09/09/2016 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael Taaffe
Respondent(s): Terrence Daniels
Respondent Lawyers(s): Mark David Hunter
Arbitrator(s):
Hearing Site: New York, NY
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| 14-01459 | 12/08/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael Taaffe
Respondent(s): Horace Stubblefield
Respondent Lawyers(s): Horace (Gandy) Stubblefield
Arbitrator(s): Maryanne M. Esser
Hearing Site: Houston, TX
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| 14-01146 | 11/26/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael Taaffe
Respondent(s): James Triguero
Respondent Lawyers(s): James Kevin Triguero
Arbitrator(s): William J. Petzel
Hearing Site: San Francisco, CA
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| 12-01876 | 10/23/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael Taaffe
Respondent(s): Steven Lavorando
Respondent Lawyers(s): Steven Mark Lavorando
Arbitrator(s): Mary Margaret Bush, Val D. Hornstein, Marilyn Burrill O'Toole
Hearing Site: San Francisco, CA
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| 14-01582 | 10/20/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael Taaffe
Respondent(s): Stephen Ridgely
Respondent Lawyers(s): Stephen Eldridge Ridgely
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
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| 13-01532 | 08/14/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael Taaffe
Respondent(s): Charles Grant
Respondent Lawyers(s): Charles Richard Grant
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
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