| 14-01215 | 01/26/2017 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Karen P. Gaster
Respondent(s): Jeffrey Fratarcangeli
Respondent Lawyers(s): Michael Taaffe
Arbitrator(s): George E. White, Lee Hornberger, Michael John Falvo
Hearing Site: Detroit, MI
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| 15-02650 | 01/25/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Karen P. Gaster
Respondent(s): Brendan O'Connell
Respondent Lawyers(s): Brendan O'Connell
Arbitrator(s): Christopher M. McMurray
Hearing Site: Baltimore, MD
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| 14-02203 | 03/04/2015 | Claimant(s): Randall Krenzin
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Karen P. Gaster
Arbitrator(s): Ronald Chun
Hearing Site: San Francisco, CA
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| 12-03916 | 11/14/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Karen P. Gaster
Respondent(s): Terrance Wilkerson
Respondent Lawyers(s): Kevin S. Wiley, Jr.
Arbitrator(s): James M. Tipton, Todd R. Gough, William A. Fynes
Hearing Site: Dallas, TX
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| 11-03303 | 06/11/2013 | Claimant(s): Michael Cappetto
Claimant Lawyers(s): Gregory S. Schaer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Dimarsico, Scott Blackburn, Sheila Mccullough
Respondent Lawyers(s): Karen P. Gaster
Arbitrator(s): Louis H. Miron, Walter C. Parrish, Daniel A. Pinkus
Hearing Site: Newark, NJ
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| 11-02696 | 09/10/2012 | Claimant(s): Harris Fried
Claimant Lawyers(s): Harris S. Fried
Respondent(s): Edward Grimpe, James Chahine, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Karen P. Gaster
Arbitrator(s): Kimberly A. Gilmour, Dennis J. Levin, Theodore Israel Herold
Hearing Site: Boca Raton, FL
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| 11-02549 | 12/30/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Karen P. Gaster
Respondent(s): Ronald Anglin
Respondent Lawyers(s): Ronald Gene Anglin
Arbitrator(s): Steven Gourley
Hearing Site: Los Angeles, CA
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| 11-00861 | 11/01/2011 | Claimant(s): James Schwantner
Claimant Lawyers(s): James Phillip Schwantner
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Karen P. Gaster
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
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| 10-01073 | 10/20/2011 | Claimant(s): Charles Cerone
Claimant Lawyers(s): Joel N. Kreizman
Respondent(s): Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., Bank of America, Banc of America Insurance Services
Respondent Lawyers(s): Karen P. Gaster
Arbitrator(s): Louis H. Miron, Sandralin J. Kiss, Barbara Weisman
Hearing Site: Newark, NJ
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| 09-06111 | 04/15/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Karen P. Gaster
Respondent(s): Carl Choy, Erin Choy, Lynn Kinney, Ronald Wo
Respondent Lawyers(s): Jerry M. Hiatt, Rex Y. Fujichaku, Susan M. Ichinose
Arbitrator(s): Herb Schwartz, Tobin B. Swanson, Richard Bruce Dole
Hearing Site: Honolulu, HI
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