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FINRA Awards for Brendan O'Connell

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0265001/25/2016Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Karen P. Gaster
Respondent(s): Brendan O'Connell
Respondent Lawyers(s): Brendan O'Connell
Arbitrator(s): Christopher M. McMurray
Hearing Site: Baltimore, MD

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