15-00226 | 07/13/2015 | Claimant(s): Gerald Sharpe, National Securities Corporation, Sharpco International Claimant Lawyers(s): Paul A. Lieberman Respondent(s): Michael Farrell Respondent Lawyers(s): James Farrell Arbitrator(s): Barbara Weisman Hearing Site: Newark, NJ
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12-02032 | 03/03/2014 | Claimant(s): Daniel Baron Claimant Lawyers(s): Lars K. Soreide Respondent(s): Adam Riback, National Securities Corporation Respondent Lawyers(s): Richard A. Roth Arbitrator(s): Fred S. Pieroni, Barbara Weisman, Joan Marie Chiusano Hearing Site: Newark, NJ
| | Stipulated Award and Expungement |
11-01063 | 02/11/2013 | Claimant(s): Wexco Industries Claimant Lawyers(s): Edward H. Glenn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Christina R. Ryfa Arbitrator(s): Alan Shaw, Barbara Weisman, Neal D. Baker Hearing Site: Newark, NJ
| | Expungement |
10-02045 | 12/23/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael W. Starr Respondent(s): Respondent Lawyers(s): Arbitrator(s): Simone A. Muscarnera, Barbara Weisman, Thomas A. Abitabile Hearing Site: Newark, NJ
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10-04661 | 11/01/2011 | Claimant(s): Claire Cicalese Claimant Lawyers(s): Alan Gilmore Respondent(s): James Gaul, Jeffrey Rachlin, Alternative Wealth Strategies. Respondent Lawyers(s): James C. Gaul, James Carl Gaul, Jeffrey Rachlin Arbitrator(s): Robert E. Anderson, Barbara Weisman, Joan Marie Chiusano Hearing Site: Newark, NJ
| | $97,000 |
10-01073 | 10/20/2011 | Claimant(s): Charles Cerone Claimant Lawyers(s): Joel N. Kreizman Respondent(s): Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., Bank of America, Banc of America Insurance Services Respondent Lawyers(s): Karen P. Gaster Arbitrator(s): Louis H. Miron, Sandralin J. Kiss, Barbara Weisman Hearing Site: Newark, NJ
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