Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
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12-02032 | 03/03/2014 | Claimant(s): Daniel Baron Claimant Lawyers(s): Lars K. Soreide Respondent(s): Adam Riback, National Securities Corporation Respondent Lawyers(s): Richard A. Roth Arbitrator(s): Fred S. Pieroni, Barbara Weisman, Joan Marie Chiusano Hearing Site: Newark, NJ | Stipulated Award and Expungement |