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FINRA Awards for Daniel Baron

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0203203/03/2014Claimant(s): Daniel Baron
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Adam Riback, National Securities Corporation
Respondent Lawyers(s): Richard A. Roth
Arbitrator(s): Fred S. Pieroni, Barbara Weisman, Joan Marie Chiusano
Hearing Site: Newark, NJ
Checkmark IconStipulated Award and Expungement

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