Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-00529 | 07/27/2016 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Lawrence Bogar Respondent Lawyers(s): Lawrence K. Bogar Arbitrator(s): Neal D. Baker Hearing Site: Newark, NJ | ||
| 11-01063 | 02/11/2013 | Claimant(s): Wexco Industries Claimant Lawyers(s): Edward H. Glenn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Christina R. Ryfa Arbitrator(s): Alan Shaw, Barbara Weisman, Neal D. Baker Hearing Site: Newark, NJ |  | Expungement |
| 04-05235 | 03/13/2009 | Claimant(s): The Frazier Family Trust Claimant Lawyers(s): William B. Young Respondent(s): Citigroup Global Markets., Jack B. Grubman Respondent Lawyers(s): David A. Travin Arbitrator(s): Neal D. Baker Hearing Site: Cincinnati, OH | | $0 |