| 17-03381 | 11/19/2019 | Claimant(s): J. Kirby Fowler, Patrica Fowler, J. Kirby & Patricia O. Fowler Irr. Trust
Claimant Lawyers(s): Michael W. Starr
Respondent(s): John McGinty, AXA Advisors
Respondent Lawyers(s): Cheryl Howard, Dennis Dice
Arbitrator(s): James M. Rhodes, Bryan David Glass
Hearing Site: Newark, NJ
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| 13-03044 | 11/20/2014 | Claimant(s): UBS Financial Services Inc., UBS AG
Claimant Lawyers(s): Michael W. Starr
Respondent(s): Terence Reynolds
Respondent Lawyers(s): Francis M. Curran
Arbitrator(s): Arthur S. Joseph, Joseph I. Liebman, Ernesto Jose Mejer
Hearing Site: New York, NY
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| 10-03332 | 06/14/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael W. Starr
Respondent(s): Milton Harkrader
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Mitchell S. Friedman
Hearing Site: New York, NY
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| 11-02633 | 01/11/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael W. Starr
Respondent(s): Joseph Di Vito
Respondent Lawyers(s): Paul A. Conant
Arbitrator(s): David G. Skeen
Hearing Site: Phoenix, AZ
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| 10-02045 | 12/23/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael W. Starr
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Simone A. Muscarnera, Barbara Weisman, Thomas A. Abitabile
Hearing Site: Newark, NJ
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| 10-03268 | 11/18/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael W. Starr
Respondent(s): David Crook
Respondent Lawyers(s): David Crook
Arbitrator(s): Arthur L. Tepper
Hearing Site: Atlanta, GA
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| 10-04555 | 09/19/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael W. Starr
Respondent(s): Thomas Akins
Respondent Lawyers(s): F. Scott Pfeiffer
Arbitrator(s): Robert H. Putnam
Hearing Site: Charlotte, NC
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| 10-04125 | 03/24/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael W. Starr
Respondent(s): Shawn Sullivan
Respondent Lawyers(s): Steven N. Fuller
Arbitrator(s): David Love
Hearing Site: Boston, MA
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| 09-03321 | 05/11/2010 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael W. Starr
Respondent(s): Richard Lee
Respondent Lawyers(s): Richard Lee
Arbitrator(s): Norman L. Weiss, Marie Paulette Levine, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
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