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FINRA Awards for Shawn Sullivan

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0412503/24/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael W. Starr
Respondent(s): Shawn Sullivan
Respondent Lawyers(s): Steven N. Fuller
Arbitrator(s): David Love
Hearing Site: Boston, MA

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