| 18-02426 | 03/19/2019 | Claimant(s): Sam Faltas
Claimant Lawyers(s): Sam Faltas
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Justin E. Condit
Arbitrator(s): Julian F. Santos, Simone A. Muscarnera, Robert A. Cohen
Hearing Site: Newark, NJ
| | |
| 17-02323 | 03/15/2019 | Claimant(s): Frank Wong
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Dan Brecher, Domitilia M. dos Santos, Simone A. Muscarnera
Hearing Site: New York, NY
| | |
| 16-00315 | 05/26/2017 | Claimant(s): Steven Nerger
Claimant Lawyers(s): David Graff
Respondent(s): Kevin Willett, Oppenheimer & Co. Inc.
Respondent Lawyers(s): Donald Corbett
Arbitrator(s): Micalyn S. Harris, Simone A. Muscarnera, Stephen L. Lister
Hearing Site: Newark, NJ
|  | $0 |
| 14-01495 | 05/03/2016 | Claimant(s): Brian Miller
Claimant Lawyers(s): Jay J. Freireich
Respondent(s): David Briegs, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Julian F. Santos, Simone A. Muscarnera, Marc B Adelman
Hearing Site: Newark, NJ
| | Expungement |
| 13-03007 | 03/04/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Simone A. Muscarnera, Leo J. Karwejna, Paul Allan Massaro
Hearing Site: Newark, NJ
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| 12-00460 | 02/10/2014 | Claimant(s): Jason Kronick
Claimant Lawyers(s): Jason Elliot Kronick
Respondent(s): August Cellitti, Robert Pedretti, Argentis Holdings, Securevest Financial Group
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Simone A. Muscarnera, Bernard M. Levine, Louis Aloysius Hall
Hearing Site: Newark, NJ
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| 12-02421 | 10/31/2013 | Claimant(s): Susan Lark
Claimant Lawyers(s): Marc J. Gross
Respondent(s): Citigroup Global Markets., Renee Schwartz
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Simone A. Muscarnera, Kenneth J. Horowitz, Jeffrey Allen Held
Hearing Site: Newark, NJ
| | Expungement |
| 11-01651 | 04/20/2012 | Claimant(s): Lawrence Ennis
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Simone A. Muscarnera
Hearing Site: Newark, NJ
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| 10-02045 | 12/23/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael W. Starr
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Simone A. Muscarnera, Barbara Weisman, Thomas A. Abitabile
Hearing Site: Newark, NJ
| | |
| 09-05562 | 05/05/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Ellen Sheridan-Cona
Respondent(s): Mitchell Kahn
Respondent Lawyers(s): Lawrence B. Khan
Arbitrator(s): Linda T. Pellegrino, Rick F. Suppa, Simone A. Muscarnera
Hearing Site: Newark, NJ
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