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FINRA Awards for Sam Faltas

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0242603/19/2019Claimant(s): Sam Faltas
Claimant Lawyers(s): Sam Faltas
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Justin E. Condit
Arbitrator(s): Julian F. Santos, Simone A. Muscarnera, Robert A. Cohen
Hearing Site: Newark, NJ

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