18-03530 | 04/12/2019 | Claimant(s): Johnson Andrews Claimant Lawyers(s): Johnson George Andrews Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Robert A. Cohen, Roger B. Jacobs, Harrison Johnson Hearing Site: New York, NY
| | Expungement |
18-02426 | 03/19/2019 | Claimant(s): Sam Faltas Claimant Lawyers(s): Sam Faltas Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Justin E. Condit Arbitrator(s): Julian F. Santos, Simone A. Muscarnera, Robert A. Cohen Hearing Site: Newark, NJ
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13-01450 | 07/09/2015 | Claimant(s): Laidlaw Biopower, Laidlaw Energy Group. Claimant Lawyers(s): Michael B. Bartoszek Respondent(s): Richard Buhr, Chatsworth Securities Respondent Lawyers(s): Kevin T. Hoffman Arbitrator(s): William G. Binckes, Robert A. Cohen, Ronald J. Colombo Hearing Site: New York, NY
| | $0 |
11-01477 | 02/24/2012 | Claimant(s): Morgan Keegan & Company., Susan Schmelzer Claimant Lawyers(s): Marc S Dobin Respondent(s): Jefferies & Company. Respondent Lawyers(s): Hallie B. Levin Arbitrator(s): Robert A. Cohen Hearing Site: New York, NY
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06-04480 | 11/07/2008 | Claimant(s): Phyllis Francis Claimant Lawyers(s): Kirk G. Smith Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Hugo A. Hilgendorff Arbitrator(s): Norris D. Wolff, William R.H. Martin, Robert A. Cohen Hearing Site: Newark, NJ
| | $0 |