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FINRA Awards for Chatsworth Securities

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0145007/09/2015Claimant(s): Laidlaw Biopower, Laidlaw Energy Group.
Claimant Lawyers(s): Michael B. Bartoszek
Respondent(s): Richard Buhr, Chatsworth Securities
Respondent Lawyers(s): Kevin T. Hoffman
Arbitrator(s): William G. Binckes, Robert A. Cohen, Ronald J. Colombo
Hearing Site: New York, NY
Checkmark Icon$0
07-0092210/21/2008Claimant(s): Chatsworth Securities
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): The GMS Group
Respondent Lawyers(s): Robin C. Tarr
Arbitrator(s): Barry Quint, William E.S. Browning, Kelly M. Lonergan
Hearing Site: Hartford, CT

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