Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-01983 | 03/01/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Brady J. Hermann Respondent(s): David Gaeckler Respondent Lawyers(s): James G. Marsh Arbitrator(s): David N. Brainin, Boyd H. Scheff, William E.S. Browning Hearing Site: New York, NY | ||
| 08-01792 | 12/31/2009 | Claimant(s): Barbara Tichner Claimant Lawyers(s): Ruthann G. Niosi Respondent(s): Barnett Chepenik, Jason Chepenik, Chepenik Financial, Lincoln Financial Advisors Corp., NRP Financial. Respondent Lawyers(s): Luigi Spadafora, Peter J. Biging, Sam Edgerton Arbitrator(s): Jack Friedman, William E.S. Browning, Ira M. Ross Hearing Site: New York, NY |  | Settlement |
| 07-00922 | 10/21/2008 | Claimant(s): Chatsworth Securities Claimant Lawyers(s): Kevin T. Hoffman Respondent(s): The GMS Group Respondent Lawyers(s): Robin C. Tarr Arbitrator(s): Barry Quint, William E.S. Browning, Kelly M. Lonergan Hearing Site: Hartford, CT |