| 12-02012 | 02/13/2015 | Claimant(s): Caroline Samuel Trust by Canadaigua Nati, Samuel Family Trust by Rebecca and Richa
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Christine Samuel, Richard Oaster, Ensemble Financial Services.
Respondent Lawyers(s): George D. Sullivan, James E. Metzler, Luigi Spadafora
Arbitrator(s): Daniel M. Mankowski, Peter A.P. Dunlop, Edmund Viele
Hearing Site: Syracuse, NY
|  | $1,200,000 |
| 09-04856 | 08/06/2010 | Claimant(s): Invest Financial Corporation
Claimant Lawyers(s): Luigi Spadafora
Respondent(s): William Banks
Respondent Lawyers(s): William M. Banks
Arbitrator(s): Doris Lindbergh
Hearing Site: New York, NY
| | |
| 08-02101 | 03/10/2010 | Claimant(s): Michael Keleher
Claimant Lawyers(s): Saul Roffe
Respondent(s): Christian Wagner, Richard Patrick, ING Financial Partners.
Respondent Lawyers(s): Luigi Spadafora, Paula D. Shaffner, Richard Vincent Patrick
Arbitrator(s): Edward L. Levine, Edith M. Novack, Dawn Suzanne Simon Talbot
Hearing Site: Newark, NJ
| | |
| 08-01792 | 12/31/2009 | Claimant(s): Barbara Tichner
Claimant Lawyers(s): Ruthann G. Niosi
Respondent(s): Barnett Chepenik, Jason Chepenik, Chepenik Financial, Lincoln Financial Advisors Corp., NRP Financial.
Respondent Lawyers(s): Luigi Spadafora, Peter J. Biging, Sam Edgerton
Arbitrator(s): Jack Friedman, William E.S. Browning, Ira M. Ross
Hearing Site: New York, NY
| | Settlement |
