Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-01346 | 09/20/2024 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Michael E. Rowe Respondent(s): Joseph Tiderencel Respondent Lawyers(s): Joseph Michael Tiderencel Arbitrator(s): Jim Geiger Hearing Site: Syracuse, NY | ||
| 23-01040 | 11/16/2023 | Claimant(s): Ann Connelly Claimant Lawyers(s): Ann M. Connelly Respondent(s): Ronald Bernheim Respondent Lawyers(s): Ronald Jack Bernheim Arbitrator(s): Robert J. Scafuri Hearing Site: Syracuse, NY |  | $425 |
| 21-01384 | 05/10/2023 | Claimant(s): Joseph Caldwell Claimant Lawyers(s): Joseph D. Caldwell Respondent(s): Anjani Prabhu, Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Michael A. Orticelle Hearing Site: Syracuse, NY | | Expungement |
| 22-01273 | 03/14/2023 | Claimant(s): Joseph Mrozienski Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Distributors. Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Thomas Benjamin Salzer Hearing Site: Syracuse, NY | ||
| 22-01649 | 02/16/2023 | Claimant(s): Sagepoint Financial. Claimant Lawyers(s): James V. Noblett Respondent(s): Frank Weiss Respondent Lawyers(s): Frank Corey Weiss Arbitrator(s): Michael J. Meeusen Hearing Site: Syracuse, NY | ||
| 22-00242 | 12/19/2022 | Claimant(s): Gregory McLean Claimant Lawyers(s): Stuart E. Finer Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Greg Curley, Esq. Arbitrator(s): Ira A. Auerbach Hearing Site: Syracuse, NY | ||
| 22-01654 | 12/15/2022 | Claimant(s): Sagepoint Financial. Claimant Lawyers(s): Gregory M. Curley Respondent(s): David Huhtala Respondent Lawyers(s): David Andrew Huhtala Arbitrator(s): Robert J. Scafuri Hearing Site: Syracuse, NY | ||
| 22-00504 | 10/17/2022 | Claimant(s): Chris Miller Claimant Lawyers(s): Chris Miller Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Daniel A. Spector Arbitrator(s): Kenneth Dymond Hearing Site: Syracuse, NY | | $0 |
| 17-01238 | 08/15/2022 | Claimant(s): Robert Little Claimant Lawyers(s): Robert J. Pearl Respondent(s): Andrew Drago, Commonwealth Financial Network Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): Robert J. Scafuri, John James McGovern, Walter Meagher Hearing Site: Syracuse, NY | | $0 |
| 21-03093 | 06/23/2022 | Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Jeanette E. Dennis Respondent(s): Leo Vassallo Respondent Lawyers(s): Joshua A. Katz Arbitrator(s): Patrick R. Westerkamp Hearing Site: Syracuse, NY |