Potomac Analytics' Logo

FINRA Awards for Lincoln Financial Distributors.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0242410/20/2023Claimant(s): Michael Norton
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Dustin J. Tirpak
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
22-0127303/14/2023Claimant(s): Joseph Mrozienski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Syracuse, NY
21-0246107/27/2022Claimant(s): Patrick Lam
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Minnie Loo
Hearing Site: San Francisco, CA
18-0317304/15/2019Claimant(s): Justin Bonavitacola
Claimant Lawyers(s): Stefan R. Dandelles
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Kyle B. Osting
Arbitrator(s): John F. Burns
Hearing Site: Pittsburgh, PA
17-0012905/18/2018Claimant(s): Wood Breazeale
Claimant Lawyers(s): James F. Willeford
Respondent(s): Regan Leopold, Lincoln Financial Distributors.
Respondent Lawyers(s): Nancy Scott Degan
Arbitrator(s): Jeff Abrams, Lynne R. Stern, Brian P. Jakes
Hearing Site: New Orleans, LA
Checkmark IconExpungement
17-0212704/17/2018Claimant(s): Christopher Haist
Claimant Lawyers(s): Christopher Scott Haist
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Jack D. Elmquist, Michael L. Weiner, Arthur Richard Tow
Hearing Site: Minneapolis, MN
13-0216407/10/2014Claimant(s): Aaron Krauss
Claimant Lawyers(s): David S. Rich
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Joseph A. Dougherty
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
12-0004001/04/2013Claimant(s): Paul Alegi
Claimant Lawyers(s): Gregory R. Piche
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Nikole L. Canute
Arbitrator(s): Andrew R. Dick, Jeffrey A. Schuh, David F. Schmitz
Hearing Site: Minneapolis, MN
10-0248208/09/2011Claimant(s): Renee VanAssche
Claimant Lawyers(s): Gregory R. Piche
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Eric S. Richards
Arbitrator(s): Mark Scarr, James Patrick Graven, Charles Brooks Begg
Hearing Site: Detroit, MI
09-0339405/26/2010Claimant(s): Thomas Logan
Claimant Lawyers(s): Kevin J Mirch
Respondent(s): Peter Sims, Toni Moninger, Lincoln Financial Distributors.
Respondent Lawyers(s): Grant P. Alexander
Arbitrator(s): Jeffrey L. Gaffney, James B. Guillou, Robert Alan Merring
Hearing Site: San Diego, CA

11 Results

Display: