| 13-00456 | 05/15/2014 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael D. Lee
Respondent(s): Steven Meyer
Respondent Lawyers(s): Eric S. Richards
Arbitrator(s): Michael F. Jordan, Terry F. Peppard, Susan H. Schleisner
Hearing Site: Milwaukee, WI
| | |
| 10-02482 | 08/09/2011 | Claimant(s): Renee VanAssche
Claimant Lawyers(s): Gregory R. Piche
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Eric S. Richards
Arbitrator(s): Mark Scarr, James Patrick Graven, Charles Brooks Begg
Hearing Site: Detroit, MI
| | |
| 09-03970 | 08/10/2010 | Claimant(s): Anthony Fortuna, Frances Fortuna
Claimant Lawyers(s): Eric S. Richards
Respondent(s): Wachovia Securities, Craig Herrington
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Kenneth Rochlen, Martin I. Reisig, Linda M. Foster-Wells
Hearing Site: Detroit, MI
|  | $0 |
| 09-02125 | 03/04/2010 | Claimant(s): Jeffrey King
Claimant Lawyers(s): Eric S. Richards
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Kenneth J. Safran, Corby A. Kiss, William M. Azkoul
Hearing Site: Detroit, MI
| | $36,500 |
| 08-00797 | 02/27/2009 | Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): Scott J. Vold
Respondent(s): Christopher Ernvall, Morgan Stanley & Co., Larry Bluhm, Michele Vanderlinde
Respondent Lawyers(s): Eric S. Richards, John A. Hubbard
Arbitrator(s): Kenneth J. Safran, Chris D. Kontos, William M. Azkoul
Hearing Site: Detroit, MI
| | |
| 06-03243 | 12/23/2008 | Claimant(s): Planco Financial Services.
Claimant Lawyers(s): Mark T. Boonstra
Respondent(s): Sarah Habitz, Sean Ritchlin
Respondent Lawyers(s): Eric S. Richards
Arbitrator(s): Mark L. Kowalsky, Burton L. Ansell, William P. Thorpe
Hearing Site: Detroit, MI
| | |
