| 23-01318 | 11/29/2023 | Claimant(s): Michael Stewart
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): R. Samuel Gilley
Arbitrator(s): Gregory G. Gocek
Hearing Site: Chicago, IL
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| 21-01437 | 02/22/2022 | Claimant(s): John Hutchens
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fifth Third Securities., Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Nuviah Shirazi, R. Samuel Gilley
Arbitrator(s): Tracy L. Allen
Hearing Site: Indianapolis, IN
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| 19-02175 | 02/17/2022 | Claimant(s): Michael Holland
Claimant Lawyers(s): Michael Bessette
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): David K. Montgomery
Arbitrator(s): Joyce A. Mitchell, James Howell Garrison, Stephen Edwin Anderson
Hearing Site: Charlotte, NC
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| 19-02055 | 12/03/2021 | Claimant(s): Cita Trust Company AG
Claimant Lawyers(s): Stephanie Martin
Respondent(s): Ann Allen, Fifth Third Securities.
Respondent Lawyers(s): Joseph N. Tucker, Samuel Gilley
Arbitrator(s): Richard S. Zaifert, Joel F. Martineau, Thomas Roe Oldt
Hearing Site: Tampa, FL
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| 21-00196 | 08/24/2021 | Claimant(s): Eric Rocks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): R. Samuel Gilley
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
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| 20-02890 | 08/02/2021 | Claimant(s): John Thibault
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): J. Travis Mihelick
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
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| 20-02723 | 06/09/2021 | Claimant(s): Joshua Klump
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Samuel Gilley
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
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| 20-02518 | 02/26/2021 | Claimant(s): David Bennett
Claimant Lawyers(s): Elaine M. Rice
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Robert M. Zimmerman
Arbitrator(s): Joel F. Martineau, Thomas J. Patka, Howard B. Scherer
Hearing Site: Tampa, FL
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| 20-02334 | 02/02/2021 | Claimant(s): Titus Allen
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Robert M. Zimmerman
Arbitrator(s): John F. Burns
Hearing Site: Columbus, OH
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| 19-00584 | 12/05/2019 | Claimant(s): Douglas Magers
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Matthew R. Byrne
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH
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