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FINRA Awards for Robert M. Zimmerman

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0251802/26/2021Claimant(s): David Bennett
Claimant Lawyers(s): Elaine M. Rice
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Robert M. Zimmerman
Arbitrator(s): Joel F. Martineau, Thomas J. Patka, Howard B. Scherer
Hearing Site: Tampa, FL
20-0233402/02/2021Claimant(s): Titus Allen
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Robert M. Zimmerman
Arbitrator(s): John F. Burns
Hearing Site: Columbus, OH
12-0214103/22/2013Claimant(s): Robert I. Spiegel Trust Number 100
Claimant Lawyers(s): Mona Lawton
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Robert M. Zimmerman
Arbitrator(s): Lee H. Goodman
Hearing Site: Chicago, IL
Checkmark Icon$0
10-0331205/26/2011Claimant(s): Gary Kennedy
Claimant Lawyers(s): Thomas H Kennedy
Respondent(s): Fifth Third Securities., Joseph Reedy, Tanika Edmonds
Respondent Lawyers(s): Robert M. Zimmerman, Tanika Chere Edmonds
Arbitrator(s): Jane D. Lollis
Hearing Site: Indianapolis, IN
Checkmark Icon$0
09-0070008/03/2009Claimant(s): Michael Castle
Claimant Lawyers(s): Michael E. Castle
Respondent(s): Charles Huff, Fifth Third Securities.
Respondent Lawyers(s): Robert M. Zimmerman
Arbitrator(s): Jason C. Blackford
Hearing Site: Columbus, OH
Checkmark Icon$0
08-0072408/27/2008Claimant(s): Gerry Kessler
Claimant Lawyers(s): Howard W. Hirschhorn
Respondent(s): William Cody
Respondent Lawyers(s): Robert M. Zimmerman
Arbitrator(s): Michael L. Lyons, Thomas J. Ray, Mark E. Kessinger
Hearing Site: St. Louis, MO
Checkmark Icon$0
07-0039708/17/2007Claimant(s): Gerry Kessler
Claimant Lawyers(s): Howard W. Hirschhorn
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Robert M. Zimmerman
Arbitrator(s): Mark R. Lee, John N. Reidy, Albert J. Haller
Hearing Site: St. Louis, MO
Checkmark Icon$0

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