FINRA Awards for John N. Reidy

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-04933	03/31/2011	Claimant(s): Barbara Cook, Barbara Bush Cook Living Trust Claimant Lawyers(s): Richard B. Fosher Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): James C. Browning Arbitrator(s): John N. Reidy, David B. Lacks, Joan M. Esserman Hearing Site: St. Louis, MO		$42,675
07-02742	11/03/2008	Claimant(s): A.G. Edwards & Sons. Claimant Lawyers(s): Alicia Etre Respondent(s): Gene Harshman, Karen Loeschen, Krista Savage, Merrill Lynch Pierce Fenner & Smith Inc., Richard Marcolla, Robert Barry, Thomas Cutrone, William Easterling Respondent Lawyers(s): Curtis C. Calloway, Todd J. Kaiser Arbitrator(s): John N. Reidy, Frederick Michael Switzer, John Bruce Witwer Hearing Site: St. Louis, MO		$265,500
07-00397	08/17/2007	Claimant(s): Gerry Kessler Claimant Lawyers(s): Howard W. Hirschhorn Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Robert M. Zimmerman Arbitrator(s): Mark R. Lee, John N. Reidy, Albert J. Haller Hearing Site: St. Louis, MO		$0