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FINRA Awards for Eric Rocks

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0019608/24/2021Claimant(s): Eric Rocks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): R. Samuel Gilley
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL

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