Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02960 | 06/03/2024 | Claimant(s): Eric Duncan Claimant Lawyers(s): Peter Lindholm Respondent(s): Moloney Securities Co.. Respondent Lawyers(s): Matthew D. Turner Arbitrator(s): Michael F. Jordan Hearing Site: Denver, CO | ||
| 23-02497 | 05/17/2024 | Claimant(s): Patrick Durst Claimant Lawyers(s): Brian Luther Respondent(s): Lifemark Securities Corp. Respondent Lawyers(s): Alex Georgiev Arbitrator(s): Michael F. Jordan Hearing Site: Denver, CO | ||
| 23-02339 | 05/03/2024 | Claimant(s): Steven Mogul Claimant Lawyers(s): Craig A. Riha Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Michael F. Jordan Hearing Site: Chicago, IL | ||
| 23-01436 | 01/31/2024 | Claimant(s): Mark Herman Claimant Lawyers(s): William Bean Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Michael F. Jordan Hearing Site: Detroit, MI | ||
| 23-00585 | 11/13/2023 | Claimant(s): Rohin Ullberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities., SII Investments. Respondent Lawyers(s): Eric A. Michaels, Jeremy Wooden Arbitrator(s): Michael F. Jordan Hearing Site: Chicago, IL | ||
| 23-00584 | 09/25/2023 | Claimant(s): Rohin Ullberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SII Investments. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Michael F. Jordan Hearing Site: Chicago, IL | ||
| 22-02723 | 06/28/2023 | Claimant(s): Frederick Kort Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Michael F. Jordan Hearing Site: Chicago, IL | ||
| 22-02296 | 06/15/2023 | Claimant(s): Mark Thorndyke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Michael F. Jordan Hearing Site: Chicago, IL | ||
| 22-01072 | 01/20/2023 | Claimant(s): Jan Dyke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Amanda Parisi Arbitrator(s): Michael F. Jordan Hearing Site: Milwaukee, WI | ||
| 22-00700 | 08/24/2022 | Claimant(s): Randie Rowell Claimant Lawyers(s): Sean Sweeney Respondent(s): NTB Financial Corporation Respondent Lawyers(s): Frank W. Visciano Arbitrator(s): Michael F. Jordan Hearing Site: Milwaukee, WI |  | $27,034 |